For risk and compliance professionals seeking to cost-effectively monitor business activities to facilitate regulatory compliance, our compliance monitoring services combine deep regulatory experience with advanced technology to deliver a customised solution that reduces organisational risk.
How we can help:
Delivering a program of conduct risk monitoring activity in the timeframes and scope as agreed with the Monitoring Director.
Ensuring that all work is adequately planned for and that all known risks are identified and documented prior to the commencement of any monitoring activity.
Ensuring that investigations and remediation activity is completed to a high standard and that root cause has been learnt from and documented to a standard that can be relied upon
Maintaining effective relationships with the business at all levels to enable the delivery of practical solutions to problems or the implementation of improved systems, processes or controls