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Compliance monitoring

For risk and compliance professionals seeking to cost-effectively monitor business activities to facilitate regulatory compliance, our compliance monitoring services combine deep regulatory experience with advanced technology to deliver a customised solution that reduces organisational risk.

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How we can help:

  • Delivering a program of conduct risk monitoring activity in the timeframes and scope as agreed with the Monitoring Director.

  • Ensuring that all work is adequately planned for and that all known risks are identified and documented prior to the commencement of any monitoring activity.

  • Ensuring that investigations and remediation activity is completed to a high standard and that root cause has been learnt from and documented to a standard that can be relied upon

  • Maintaining effective relationships with the business at all levels to enable the delivery of practical solutions to problems or the implementation of improved systems, processes or controls

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