How we can help:​

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• Designing, developing and executing testing in accordance with the Independent Monitoring, Testing, and Validation Policy and the Enterprise Testing Control Testing and Issue Validation Procedures

• Performing issue validation work to provide an independent assessment of the appropriateness, completeness, effectiveness, and sustainability of corrective actions taken to address regulatory compliance issues.

• Being involved in the compilation of the annual compliance testing plan

• Tracking and validating the implementation of remedial actions submitted by the remedial actions owners to verify that issues were remediated; follow up as necessary

• Preparing review reports for Management that highlights the scope, testing approach, and the results of the review

• Monitoring regulatory activities and industry developments to identify trends and emerging issues that may impact the bank and may require changes to the compliance testing program