Regulatory reviews

Regulated companies need to understand how new policies might affect their business, while regulators need to understand how markets work and why they sometimes fail. Developing new approaches to infrastructure regulation, incentive mechanisms, and wider policy issues all depends on the application of sound economic theory and robust empirical analysis.

How we help:

  • Reviewing your corporate governance arrangements and assessing the effectiveness in mitigating compliance risk

  • Reviewing and updating all manuals and documentation to ensure that they cover all relevant rules and regulations affecting your business

  • Identifying all relevant compliance risks and ensuring that you have a robust system of controls in place

  • Testing the implementation of your Policies and Procedures to ensure that controls are operating effectively and as intended

  • Reviewing the output and management information produced by your Firm to identify compliance risks

  • Reporting to senior management and the Board on the results of the review.

Brown Shapes